| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | Rep | 证券交易 | 2017-06-15 | 2022-06-01 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期货合约交易 | 2016-01-22 | 2022-06-01 |
| Delta Asia Wealth Management Limited | Rep | 就证券提供意见 | 2015-11-18 | 2022-06-01 |
| Rep | 提供资产管理 | 2015-11-18 | 2022-06-01 | |
| DELTA ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2011-12-02 | 2015-11-18 |