| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就期货合约提供意见 | 2016-05-27 | 2019-04-30 |
| Rep | 就证券提供意见 | 2016-05-27 | 2019-04-30 | |
| Rep | 期货合约交易 | 2015-04-10 | 2019-04-30 | |
| Rep | 证券交易 | 2015-04-10 | 2019-04-30 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2014-07-18 | 2015-03-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-12-06 | 2015-03-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-12-06 | 2015-03-31 |