| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-11-12 | 2022-11-04 |
| Rep | 就证券提供意见 | 2021-10-20 | 2022-11-04 | |
| Rep | 证券交易 | 2021-10-20 | 2022-11-04 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-05-17 | 2021-09-28 |
| Rep | 证券交易 | 2018-05-17 | 2021-09-28 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2016-07-18 | 2018-04-20 |
| CHEONG LEE SECURITIES LIMITED | Rep | 期货合约交易 | 2011-12-13 | 2012-04-23 |
| Rep | 证券交易 | 2011-12-13 | 2012-04-23 |