| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2016-01-21 | 2017-05-31 |
| Rep | 证券交易 | 2016-01-21 | 2017-05-31 | |
| CSC FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2015-07-20 | 2016-01-03 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2015-07-20 | 2016-01-03 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2012-01-09 | 2015-03-01 |
| Rep | 证券交易 | 2012-01-09 | 2015-03-01 |