| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2020-12-09 | - |
| Rep | 就证券提供意见 | 2020-11-27 | - | |
| KGI Asset Management Limited | Rep | 提供资产管理 | 2020-11-27 | - |
| ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-08-10 | 2020-11-15 |
| Rep | 提供资产管理 | 2016-08-10 | 2020-11-15 | |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2014-08-27 | 2015-10-07 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就证券提供意见 | 2014-06-04 | 2015-10-07 |
| Rep | 证券交易 | 2014-06-04 | 2015-10-07 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-01-10 | 2014-05-24 |
| Rep | 证券交易 | 2012-01-10 | 2014-05-24 |