| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2013-04-17 | 2022-05-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-04-17 | 2022-05-23 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2012-01-10 | 2013-04-13 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2012-01-10 | 2013-04-13 |