| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-08-27 | 2018-06-12 |
| Rep | 证券交易 | 2014-08-27 | 2018-06-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2012-01-13 | 2013-11-01 |
| Rep | 期货合约交易 | 2012-01-13 | 2014-07-10 | |
| Rep | 证券交易 | 2012-01-13 | 2014-07-10 |