| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2019-01-02 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2016-10-11 | 2018-09-18 |
| Rep | 期货合约交易 | 2016-10-11 | 2018-09-18 | |
| Rep | 证券交易 | 2016-10-11 | 2018-09-18 | |
| Rep | 提供自动化交易服务 | 2014-07-10 | 2016-10-10 | |
| Rep | 证券交易 | 2012-04-27 | 2016-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2012-01-13 | 2018-09-18 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-01-13 | 2016-10-10 |