| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | RO | 就证券提供意见 | 2026-05-18 | - |
| RO | 就机构融资提供意见 | 2018-11-01 | - | |
| Rep | 就机构融资提供意见 | 2016-11-02 | 2018-11-01 | |
| Rep | 就证券提供意见 | 2016-11-02 | 2026-05-18 | |
| RO | 证券交易 | 2016-07-12 | - | |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2013-05-15 | 2014-12-25 |
| GigaMoney Limited | Rep | 证券交易 | 2012-01-12 | 2014-12-25 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-01-12 | 2014-12-25 |