| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited | RO | 就机构融资提供意见 | 2025-02-25 | - |
| GF Securities (Hong Kong) Brokerage Limited | RO | 证券交易 | 2025-02-25 | - |
| GF Capital (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2023-09-07 | 2025-02-25 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2023-09-07 | 2025-02-25 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就机构融资提供意见 | 2021-04-07 | 2022-12-14 |
| RO | 就证券提供意见 | 2021-04-07 | 2022-12-14 | |
| RO | 证券交易 | 2021-04-07 | 2022-12-14 | |
| Rep | 就机构融资提供意见 | 2020-12-07 | 2021-04-07 | |
| Rep | 就证券提供意见 | 2020-12-07 | 2021-04-07 | |
| Rep | 证券交易 | 2020-12-07 | 2021-04-07 | |
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2018-10-26 | 2020-11-26 |
| RO | 就证券提供意见 | 2018-10-26 | 2020-11-26 | |
| CLSA LIMITED | RO | 就证券提供意见 | 2018-10-26 | 2020-11-26 |
| RO | 证券交易 | 2018-10-26 | 2020-11-26 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-06-08 | 2018-10-26 |
| Rep | 就证券提供意见 | 2018-06-08 | 2018-10-26 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2018-06-08 | 2018-10-26 |
| Rep | 证券交易 | 2018-06-08 | 2018-10-26 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就机构融资提供意见 | 2015-11-23 | 2018-05-02 |
| RO | 就证券提供意见 | 2015-11-23 | 2018-05-02 | |
| RO | 证券交易 | 2015-11-23 | 2018-05-02 | |
| Rep | 就机构融资提供意见 | 2012-01-13 | 2015-11-23 | |
| Rep | 就证券提供意见 | 2012-01-13 | 2015-11-23 | |
| Rep | 证券交易 | 2012-01-13 | 2015-11-23 |
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