| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2025-01-20 | - |
| Rep | 期货合约交易 | 2025-01-20 | - | |
| Rep | 证券交易 | 2025-01-20 | - | |
| GROW Asset Management (HK) Limited | Rep | 就证券提供意见 | 2023-12-13 | 2024-12-16 |
| Rep | 提供资产管理 | 2023-12-13 | 2024-12-16 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2022-05-18 | 2022-11-22 |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2021-06-21 | 2023-11-07 |
| Rep | 证券交易 | 2021-05-25 | 2023-11-07 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2018-04-16 | 2021-05-06 |