| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | Rep | 就证券提供意见 | 2013-04-09 | 2014-11-04 |
| Rep | 提供资产管理 | 2013-04-09 | 2014-11-04 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2009-02-09 | 2009-02-28 |
| Rep | 证券交易 | 2009-02-09 | 2009-02-28 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-02-09 | 2009-02-28 |
| MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | 就证券提供意见 | 2008-09-26 | 2009-01-12 |
| Rep | 提供资产管理 | 2008-09-26 | 2009-01-12 | |
| Templewater Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2006-09-16 |
| Rep | 就证券提供意见 | - | 2006-09-16 | |
| Rep | 提供资产管理 | - | 2006-09-16 | |
| Rep | 证券交易 | - | 2006-09-16 |