| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就机构融资提供意见 | 2006-04-30 | 2007-03-01 |
| Rep | 就证券提供意见 | 2006-04-30 | 2007-03-01 | |
| Rep | 证券交易 | 2006-04-30 | 2007-03-01 | |
| RO | 就证券提供意见 | 2004-10-13 | 2006-04-30 | |
| RO | 证券交易 | 2004-10-13 | 2006-04-30 | |
| RO | 就机构融资提供意见 | 2004-05-24 | 2006-04-30 | |
| Rep | 就机构融资提供意见 | 2004-05-19 | 2004-05-24 | |
| Rep | 就证券提供意见 | 2004-05-19 | 2004-10-13 | |
| Rep | 证券交易 | 2004-05-19 | 2004-10-13 | |
| CEPA ALLIANCE SECURITIES LIMITED | RO | 提供自动化交易服务 | - | 2003-07-21 |
| RO | 就机构融资提供意见 | - | 2003-08-09 | |
| RO | 证券交易 | - | 2004-03-17 |