| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2025-01-20 | 2026-06-26 |
| Rep | 证券交易 | 2025-01-20 | 2026-06-26 | |
| AS CAPITAL LIMITED | RO | 证券交易 | 2023-10-24 | 2024-06-20 |
| Rep | 证券交易 | 2022-11-18 | 2023-10-24 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2021-02-18 | 2022-04-22 |
| Rep | 证券交易 | 2021-02-18 | 2022-04-22 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2018-04-26 | 2020-11-27 |
| Rep | 证券交易 | 2018-04-26 | 2020-11-27 |