| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2026-11-02 | - |
| RO | 就证券提供意见 | 2026-11-02 | - | |
| CLSA LIMITED | RO | 证券交易 | 2026-11-02 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2021-09-16 | 2026-11-02 |
| Rep | 就机构融资提供意见 | 2021-08-04 | 2026-11-02 | |
| CLSA LIMITED | Rep | 证券交易 | 2021-08-04 | 2026-11-02 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 证券交易 | 2021-05-18 | 2021-06-16 |
| Rep | 就机构融资提供意见 | 2021-04-23 | 2021-06-16 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2018-05-03 | 2021-01-29 |
已采集记录中暂无金管局登记。