| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | Rep | 就证券提供意见 | 2022-03-29 | - |
| Rep | 证券交易 | 2022-03-29 | - | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期货合约提供意见 | 2020-09-02 | 2022-02-25 |
| Rep | 就证券提供意见 | 2020-09-02 | 2022-02-25 | |
| Rep | 提供资产管理 | 2020-09-02 | 2022-02-25 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期货合约提供意见 | 2020-09-02 | 2020-12-09 |
| Rep | 就证券提供意见 | 2020-09-02 | 2020-12-09 | |
| Rep | 提供资产管理 | 2020-09-02 | 2020-12-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就证券提供意见 | 2020-09-02 | 2022-02-25 |
| Rep | 提供资产管理 | 2020-09-02 | 2022-02-25 | |
| Rep | 证券交易 | 2020-09-02 | 2022-02-25 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2018-05-11 | 2020-07-31 |
| Rep | 证券交易 | 2018-05-11 | 2020-07-31 |
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