| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jin Yi Financial Group Limited | RO | 就期货合约提供意见 | 2022-05-16 | - |
| RO | 就证券提供意见 | 2022-05-16 | - | |
| RO | 提供资产管理 | 2022-05-16 | - | |
| RO | 期货合约交易 | 2022-05-16 | - | |
| RO | 证券交易 | 2022-05-16 | - | |
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | 期货合约交易 | 2020-10-30 | 2022-04-30 |
| RO | 就机构融资提供意见 | 2020-06-29 | 2022-04-30 | |
| SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | RO | 就证券提供意见 | 2019-01-14 | 2022-04-30 |
| RO | 提供资产管理 | 2019-01-14 | 2022-04-30 | |
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | 证券交易 | 2018-05-17 | 2022-04-30 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 期货合约交易 | 2016-11-08 | 2018-04-30 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 杠杆式外汇交易 | 2013-04-23 | 2016-10-31 |
| Rep | 杠杆式外汇交易 | 2012-08-15 | 2013-02-15 | |
| Rep | 就期货合约提供意见 | 2012-08-15 | 2018-03-29 | |
| Rep | 期货合约交易 | 2012-08-15 | 2018-03-29 | |
| RO | 就证券提供意见 | 2012-06-27 | 2018-03-29 | |
| RO | 提供资产管理 | 2012-06-27 | 2018-03-29 | |
| RO | 证券交易 | 2012-06-27 | 2018-03-29 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就证券提供意见 | 2012-04-12 | 2013-08-01 |
| RO | 提供资产管理 | 2012-04-12 | 2018-04-30 | |
| RO | 证券交易 | 2012-04-12 | 2018-04-30 | |
| Rich Union Securities (H.K.) Limited | RO | 提供资产管理 | 2005-04-01 | 2009-03-19 |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就证券提供意见 | 2004-02-06 | 2010-10-01 |
| RO | 证券交易 | 2004-02-06 | 2010-10-01 |
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