| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2025-10-28 | - |
| Rep | 证券交易 | 2025-10-28 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2024-06-04 | 2025-09-16 |
| Rep | 证券交易 | 2024-06-04 | 2025-09-16 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期货合约提供意见 | 2021-09-17 | 2024-05-23 |
| Rep | 就证券提供意见 | 2021-09-17 | 2024-05-23 | |
| Rep | 提供资产管理 | 2021-09-17 | 2024-05-23 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就证券提供意见 | 2021-09-17 | 2024-05-23 |
| Rep | 提供资产管理 | 2021-09-17 | 2024-05-23 | |
| Rep | 证券交易 | 2021-09-17 | 2024-05-23 | |
| ORIENTAL PATRON ASIA LIMITED | Rep | 就机构融资提供意见 | 2018-05-16 | 2021-07-23 |
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