| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | 提供信贷评级服务 | 2017-11-29 | - |
| TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-08-21 | 2017-11-24 |
| Rep | 提供资产管理 | 2014-08-21 | 2017-11-24 | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-10-11 | 2014-08-16 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2012-10-11 | 2014-08-16 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-01-16 | 2012-09-14 |
| Rep | 证券交易 | 2012-01-16 | 2012-09-14 |