| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2020-06-18 | 2022-08-29 |
| Rep | 提供资产管理 | 2017-11-13 | 2019-11-29 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2015-02-13 | 2017-07-21 |
| Rep | 证券交易 | 2015-02-13 | 2017-07-21 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2015-02-13 | 2017-07-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2012-01-18 | 2014-10-29 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2012-01-18 | 2013-10-02 |
| Rep | 期货合约交易 | 2012-01-18 | 2014-10-29 |