| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2019-03-22 | - |
| Rep | 证券交易 | 2019-01-04 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2019-01-04 | - |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2012-02-23 | 2018-12-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2012-01-20 | 2018-12-31 |