| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2020-09-25 | - |
| Rep | 证券交易 | 2020-09-25 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-09-25 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-08-19 | 2020-09-11 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2019-07-16 | 2020-09-11 |
| Rep | 证券交易 | 2019-07-16 | 2020-09-11 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-05-23 | 2019-07-04 |
| Rep | 提供资产管理 | 2018-05-23 | 2019-07-04 | |
| Rep | 证券交易 | 2018-05-23 | 2019-07-04 |
金管局记录暂时无法加载，请稍后重试。