| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 就证券提供意见 | 2012-03-07 | 2012-11-10 |
| Rep | 提供资产管理 | 2012-03-07 | 2012-11-10 | |
| Rep | 证券交易 | 2012-03-07 | 2012-11-10 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2011-11-18 | 2012-03-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-11-18 | 2012-03-01 |
| Rep | 证券交易 | 2011-11-18 | 2012-03-01 | |
| GET NICE SECURITIES LIMITED | RO | 就机构融资提供意见 | - | 2011-10-31 |
| RO | 就证券提供意见 | - | 2011-10-31 | |
| RO | 提供资产管理 | - | 2011-10-31 | |
| RO | 证券交易 | - | 2011-10-31 |