| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SPDB International Capital Limited | Rep | 就机构融资提供意见 | 2021-12-28 | 2023-09-28 |
| Rep | 证券交易 | 2021-12-28 | 2023-09-28 | |
| SPDB International Securities Limited | Rep | 证券交易 | 2021-12-28 | 2023-09-28 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2019-10-17 | 2021-09-10 |
| Rep | 就证券提供意见 | 2019-10-17 | 2021-09-10 | |
| Rep | 证券交易 | 2019-10-17 | 2021-09-10 | |
| GF Capital (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-05-25 | 2019-02-12 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2018-05-25 | 2019-02-12 |