| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-05-21 | - |
| Rep | 期货合约交易 | 2026-05-21 | - | |
| Rep | 证券交易 | 2026-05-21 | - | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2024-06-25 | 2026-04-17 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2024-06-25 | 2026-04-17 |
| CES Capital International (Hong Kong) Co., Limited | Rep | 提供资产管理 | 2019-08-06 | 2023-02-23 |
| Rep | 杠杆式外汇交易 | 2018-05-28 | 2019-07-10 | |
| Rep | 就期货合约提供意见 | 2018-05-28 | 2023-02-23 | |
| Rep | 就证券提供意见 | 2018-05-28 | 2023-02-23 | |
| Rep | 期货合约交易 | 2018-05-28 | 2023-02-23 | |
| Rep | 证券交易 | 2018-05-28 | 2023-02-23 |