| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Rifa Futures Limited | Rep | 期货合约交易 | 2010-10-18 | 2012-03-12 |
| Rifa Securities Limited | Rep | 证券交易 | 2010-10-18 | 2012-03-12 |
| Rifa Futures Limited | Rep | 期货合约交易 | 2009-06-04 | 2010-07-06 |
| Rifa Securities Limited | Rep | 证券交易 | 2009-01-14 | 2010-07-06 |
| REALINK FINANCIAL TRADE LIMITED | RO | 期货合约交易 | 2004-10-26 | 2006-06-13 |
| RO | 证券交易 | 2004-10-25 | 2006-06-13 | |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2003-10-14 | 2004-10-15 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2003-09-05 |
| Rep | 就证券提供意见 | - | 2003-09-05 | |
| Rep | 提供资产管理 | - | 2003-09-05 | |
| Rep | 证券交易 | - | 2003-09-05 |