| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Alliance Capital Partners Limited (HK) | RO | 证券交易 | 2014-04-02 | - |
| RO | 就机构融资提供意见 | 2014-01-24 | - | |
| TC Capital International Limited | RO | 就机构融资提供意见 | 2013-08-29 | 2013-10-31 |
| Rep | 就机构融资提供意见 | 2013-07-23 | 2013-08-29 | |
| SOUTH CHINA SECURITIES LIMITED | RO | 证券交易 | 2012-01-27 | 2013-07-02 |
| SOUTH CHINA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2011-10-03 | 2013-07-02 |
| TC Capital International Limited | RO | 就机构融资提供意见 | 2010-09-07 | 2011-09-01 |
| EVOLUTION ASIA INVESTMENTS LIMITED | RO | 就证券提供意见 | 2003-04-01 | 2004-07-20 |
| RO | 提供资产管理 | 2003-04-01 | 2004-07-20 | |
| RO | 证券交易 | 2003-04-01 | 2010-03-31 | |
| RO | 就机构融资提供意见 | 2003-04-01 | 2010-08-31 |