| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GATEWAY CAPITAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-09-10 | - |
| Rep | 提供资产管理 | 2026-09-10 | - | |
| Kerogen Capital (Asia) Limited | Rep | 就证券提供意见 | 2023-04-20 | 2025-07-14 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2018-06-08 | 2019-12-31 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2018-06-08 | 2019-12-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2018-06-08 | 2019-12-31 |
| Rep | 证券交易 | 2018-06-08 | 2019-12-31 |