| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Venture Smart Asia Limited | Rep | 就证券提供意见 | 2022-08-09 | 2022-12-30 |
| Rep | 提供资产管理 | 2022-08-09 | 2022-12-30 | |
| Rep | 证券交易 | 2022-08-09 | 2022-12-30 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2020-08-14 | 2021-03-24 |
| Rep | 证券交易 | 2020-08-14 | 2021-03-24 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2020-08-14 | 2021-03-24 |
| Rep | 证券交易 | 2020-08-14 | 2021-03-24 | |
| CASH ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2005-03-30 | 2006-02-20 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2005-03-07 | 2006-02-20 |
| CASH RESEARCH LIMITED | RO | 就证券提供意见 | - | 2005-03-31 |
已采集记录中暂无金管局登记。