| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2017-03-09 | 2018-08-17 |
| Rep | 证券交易 | 2017-03-09 | 2018-08-17 | |
| RO | 就机构融资提供意见 | 2011-12-29 | 2017-03-09 | |
| RO | 证券交易 | 2011-12-29 | 2017-03-09 | |
| BOCI ASIA LIMITED | RO | 证券交易 | 2010-01-29 | 2011-09-19 |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2010-01-29 | 2011-09-19 |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2005-12-20 | 2011-09-19 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2005-12-20 | 2010-01-29 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-05-13 | 2005-12-20 |
| Rep | 证券交易 | 2005-05-13 | 2006-01-03 |