| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ANLLY ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2021-04-20 | 2022-02-06 |
| Rep | 提供资产管理 | 2021-04-20 | 2022-02-06 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2019-09-04 | 2021-02-12 |
| Rep | 证券交易 | 2019-09-04 | 2021-02-12 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2019-07-08 | 2019-07-17 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-07-08 | 2019-07-17 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2018-06-26 | 2019-06-04 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2018-06-26 | 2019-06-04 |