| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 期货合约交易 | 2019-03-13 | 2020-07-01 |
| RO | 就证券提供意见 | 2013-10-15 | 2020-07-01 | |
| RO | 提供自动化交易服务 | 2013-10-15 | 2020-07-01 | |
| RO | 证券交易 | 2013-10-15 | 2020-07-01 | |
| Rep | 期货合约交易 | 2013-06-03 | 2014-05-22 | |
| Rep | 提供自动化交易服务 | 2012-03-30 | 2013-10-15 | |
| Rep | 证券交易 | 2012-03-30 | 2013-10-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2012-03-30 | 2013-08-31 |
| Rep | 证券交易 | 2012-03-30 | 2013-08-31 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2004-02-11 | |
| Rep | 提供自动化交易服务 | - | 2006-01-23 | |
| Rep | 证券交易 | - | 2006-01-23 |