| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就证券提供意见 | 2020-10-14 | 2022-07-08 |
| Rep | 证券交易 | 2020-10-05 | 2022-07-08 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就机构融资提供意见 | 2020-05-26 | 2020-09-11 |
| Rep | 证券交易 | 2020-05-26 | 2020-09-11 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2018-07-26 | 2019-01-14 |
| China Enterprise Securities Company Limited | Rep | 证券交易 | 2018-06-28 | 2018-06-29 |