| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2017-10-12 | 2019-01-30 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-08-17 | 2019-01-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2017-08-17 | 2019-01-30 |
| Rep | 证券交易 | 2017-08-17 | 2019-01-30 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 就期货合约提供意见 | 2013-11-12 | 2015-06-08 |
| Rep | 期货合约交易 | 2013-11-12 | 2015-06-08 | |
| Brilliant Norton Securities Company Limited | Rep | 就证券提供意见 | 2012-02-01 | 2013-02-28 |
| Rep | 证券交易 | 2012-02-01 | 2013-02-28 |