Personnel Hong Kong SFC License Details (ID 1850387)

Personnel Hong Kong SFC License Details (ID 1850387)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CTI Capital Hong Kong Limited	Rep	就证券提供意见	2021-09-10	2022-10-17
	Rep	提供资产管理	2021-09-10	2022-10-17
	Rep	证券交易	2021-09-10	2022-10-17
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	就证券提供意见	2018-12-03	2021-08-30
	Rep	提供资产管理	2018-12-03	2021-08-30
	Rep	证券交易	2018-11-29	2021-08-30
GF Securities (Hong Kong) Brokerage Limited	Rep	证券交易	2017-11-28	2018-11-09
CMB International Securities Limited	Rep	就证券提供意见	2017-05-15	2017-08-20
	Rep	证券交易	2016-06-16	2017-08-20
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	就证券提供意见	2014-10-13	2016-04-09
	Rep	证券交易	2014-10-13	2016-04-09
LUK FOOK SECURITIES (HK) LIMITED	Rep	就证券提供意见	2012-07-30	2014-09-20
LUK FOOK FUTURES (HK) LIMITED	Rep	期货合约交易	2012-06-13	2014-09-20
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2012-06-13	2014-09-20
CES Commodities (HK) Limited	Rep	期货合约交易	2012-02-07	2012-06-01
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2012-02-07	2012-06-01