| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2020-03-25 | - |
| RO | 证券交易 | 2020-03-25 | - | |
| Rep | 就证券提供意见 | 2019-09-27 | - | |
| Rep | 就机构融资提供意见 | 2019-09-04 | 2020-03-25 | |
| Rep | 证券交易 | 2019-09-04 | 2020-03-25 | |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2017-09-29 | 2019-08-09 |
| Rep | 证券交易 | 2017-09-29 | 2019-08-09 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2017-08-10 | 2017-08-11 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2015-10-30 | 2017-08-11 |
| Rep | 证券交易 | 2015-10-30 | 2017-08-11 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2012-02-13 | 2015-10-16 |