| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2025-03-14 | - |
| RO | 就证券提供意见 | 2025-03-14 | - | |
| CLSA LIMITED | RO | 证券交易 | 2025-03-14 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-08-03 | 2025-03-14 |
| Rep | 就证券提供意见 | 2015-08-03 | 2025-03-14 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-08-03 | 2021-07-20 |
| Rep | 证券交易 | 2015-08-03 | 2025-03-14 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-09-30 | 2015-08-02 |
| Rep | 就证券提供意见 | 2014-09-30 | 2015-08-02 | |
| Rep | 证券交易 | 2014-09-30 | 2015-08-02 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2012-02-15 | 2014-09-01 |
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