| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2025-04-14 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2025-04-14 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2013-10-08 | 2014-05-31 |
| Rep | 证券交易 | 2013-10-08 | 2014-05-31 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2013-06-24 | 2013-09-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2012-02-20 | 2013-09-20 |