| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nittan Securities Asia Limited | Rep | 期货合约交易 | 2015-04-21 | 2015-12-17 |
| Rep | 证券交易 | 2015-04-21 | 2015-12-17 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2014-12-05 | 2015-03-13 |
| Rep | 证券交易 | 2014-12-05 | 2015-03-13 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-11-20 | 2014-06-25 |
| Rep | 证券交易 | 2012-11-20 | 2014-06-25 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2012-02-29 | 2012-08-29 |
| Rep | 证券交易 | 2012-02-29 | 2012-08-29 |