| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Aspenwood Capital Limited | RO | 就证券提供意见 | 2016-11-15 | - |
| RO | 提供资产管理 | 2016-11-15 | - | |
| HONG KONG ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2015-11-04 | 2016-11-03 |
| Rep | 就证券提供意见 | 2015-08-28 | 2015-11-04 | |
| Rep | 提供资产管理 | 2015-08-28 | 2016-11-03 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2012-04-25 | 2013-01-24 |
| Rep | 证券交易 | 2012-04-25 | 2013-01-24 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2012-03-01 | 2012-03-29 |
| Rep | 证券交易 | 2012-03-01 | 2012-03-29 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-03-01 | 2012-03-29 |