| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2024-08-09 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-04-14 | 2023-10-17 |
| Rep | 证券交易 | 2023-04-14 | 2023-10-17 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2021-04-09 | 2022-08-05 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2021-04-09 | 2022-08-05 |
| Rep | 证券交易 | 2021-04-09 | 2022-08-05 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-07-05 | 2021-02-16 |
| Rep | 期货合约交易 | 2018-07-05 | 2021-02-16 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就证券提供意见 | 2018-07-05 | 2021-02-16 |
| Rep | 证券交易 | 2018-07-05 | 2021-02-16 |
已采集记录中暂无金管局登记。