| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2025-04-30 | - |
| RO | 证券交易 | 2025-04-30 | - | |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2025-04-30 | - |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2024-12-30 | 2025-04-30 |
| Rep | 证券交易 | 2024-12-30 | 2025-04-30 | |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2016-05-11 | 2024-08-22 |
| Rep | 证券交易 | 2016-05-11 | 2024-08-22 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2015-09-02 | 2016-03-03 |
| Rep | 就机构融资提供意见 | 2012-03-05 | 2015-05-14 |