| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Imperium International Asset Management Limited | RO | 就证券提供意见 | 2024-11-04 | - |
| RO | 提供资产管理 | 2024-11-04 | - | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2017-12-18 | - |
| Imperium International Asset Management Limited | RO | 就期货合约提供意见 | 2016-06-28 | - |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | 期货合约交易 | 2016-06-28 | - |
| RO | 证券交易 | 2016-06-28 | - | |
| Rep | 期货合约交易 | 2013-04-30 | 2016-06-28 | |
| Rep | 证券交易 | 2013-04-30 | 2016-06-28 | |
| Nerico Brothers Limited (HK) | Rep | 杠杆式外汇交易 | 2012-05-14 | 2013-04-15 |
| Rep | 期货合约交易 | 2012-03-05 | 2013-04-15 | |
| Rep | 证券交易 | 2012-03-05 | 2013-04-15 |