| DEUTSCHE SECURITIES ASIA LIMITED | RO | 就期货合约提供意见 | 2017-01-05 | 2018-07-16 |
| RO | 就证券提供意见 | 2017-01-05 | 2018-07-16 |
| RO | 提供自动化交易服务 | 2017-01-05 | 2018-07-16 |
| RO | 期货合约交易 | 2017-01-05 | 2018-07-16 |
| RO | 证券交易 | 2017-01-05 | 2018-07-16 |
| Rep | 就期货合约提供意见 | 2016-07-15 | 2017-01-05 |
| Rep | 就证券提供意见 | 2016-07-15 | 2017-01-05 |
| Rep | 提供自动化交易服务 | 2016-07-15 | 2017-01-05 |
| Rep | 期货合约交易 | 2016-07-15 | 2017-01-05 |
| Rep | 证券交易 | 2016-07-15 | 2017-01-05 |
| Citigroup Global Markets Asia Limited | RO | 证券交易 | 2013-11-28 | 2016-04-12 |
| Rep | 期货合约交易 | 2013-06-03 | 2016-04-12 |
| Rep | 证券交易 | 2012-03-06 | 2013-11-28 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2012-03-06 | 2013-08-31 |
| Rep | 证券交易 | 2012-03-06 | 2013-08-31 |