| Solomon JFZ (Asia) Holdings Limited | RO | 就机构融资提供意见 | 2025-07-16 | 2026-02-13 |
| RO | 提供资产管理 | 2024-06-11 | 2026-03-20 |
| Rep | 就机构融资提供意见 | 2022-05-18 | 2025-07-16 |
| RO | 提供资产管理 | 2020-02-26 | 2021-08-26 |
| RO | 就证券提供意见 | 2020-02-26 | 2026-03-20 |
| RO | 证券交易 | 2019-12-12 | 2026-03-20 |
| Rep | 证券交易 | 2019-11-28 | 2019-12-12 |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | RO | 证券交易 | 2019-02-15 | 2019-07-02 |
| Rep | 证券交易 | 2019-01-08 | 2019-02-15 |
| RICHE BRIGHT SECURITIES LIMITED | RO | 证券交易 | 2018-07-05 | 2018-12-21 |
| Rep | 证券交易 | 2018-06-21 | 2018-07-05 |
| Grand China Securities Limited | RO | 证券交易 | 2017-01-25 | 2018-05-28 |
| Rep | 证券交易 | 2016-12-06 | 2017-01-25 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-09-18 | 2016-11-28 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2014-09-18 | 2016-11-28 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2014-08-04 | 2014-09-11 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-08-04 | 2014-09-11 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2013-04-15 | 2014-07-26 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-03-28 | 2014-07-26 |
| Well Link International Securities Limited | Rep | 就期货合约提供意见 | 2012-11-26 | 2013-03-01 |
| Rep | 期货合约交易 | 2012-09-03 | 2013-03-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2012-03-07 | 2012-07-06 |