| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2021-11-25 | 2025-07-31 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2021-10-22 | 2025-07-31 |
| Rep | 证券交易 | 2021-10-04 | 2025-07-31 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 证券交易 | 2017-09-13 | 2021-09-06 |
| PEGASUS FUND MANAGERS LIMITED | Rep | 证券交易 | 2012-03-12 | 2015-12-31 |