| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JMC Capital HK Limited | Rep | 就证券提供意见 | 2021-04-19 | 2022-04-08 |
| Rep | 提供资产管理 | 2021-04-19 | 2022-04-08 | |
| Rep | 证券交易 | 2021-04-19 | 2022-04-08 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2013-09-16 | 2018-09-02 |
| Rep | 期货合约交易 | 2013-03-14 | 2018-09-02 | |
| Rep | 就证券提供意见 | 2012-09-26 | 2013-02-19 | |
| Rep | 证券交易 | 2012-09-26 | 2018-09-02 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2012-03-12 | 2012-08-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2012-03-12 | 2012-08-17 |