| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2015-05-28 | 2018-04-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-04-08 | 2018-04-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-10-08 | 2018-04-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-10-08 | 2018-04-13 |
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2012-03-13 | 2014-01-20 |
| Rep | 证券交易 | 2012-03-13 | 2014-01-20 |