| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 证券交易 | 2026-01-13 | - |
| Rep | 就证券提供意见 | 2026-01-02 | - | |
| Rep | 提供资产管理 | 2026-01-02 | - | |
| AVICT Global Asset Management Limited | RO | 就证券提供意见 | 2025-10-20 | 2025-12-10 |
| RO | 提供资产管理 | 2025-10-20 | 2025-12-10 | |
| Rep | 证券交易 | 2025-02-20 | 2025-08-27 | |
| Rep | 就证券提供意见 | 2025-02-20 | 2025-10-20 | |
| Rep | 提供资产管理 | 2025-02-20 | 2025-10-20 | |
| SDG Asset Management (HK) Limited | RO | 就证券提供意见 | 2023-02-28 | 2024-01-16 |
| RO | 提供资产管理 | 2023-02-28 | 2024-01-16 | |
| SDG Securities (HK) Limited | Rep | 证券交易 | 2021-11-17 | 2021-12-31 |
| SDG Asset Management (HK) Limited | Rep | 就证券提供意见 | 2018-03-28 | 2023-02-28 |
| Rep | 提供资产管理 | 2018-03-28 | 2023-02-28 | |
| Coordinates Capital Management Limited | Rep | 提供资产管理 | 2016-11-15 | 2017-01-24 |
| T.F.S. Derivatives HK Limited | Rep | 期货合约交易 | 2016-01-04 | 2016-10-31 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 就期货合约提供意见 | 2014-08-29 | 2015-07-22 |
| Rep | 期货合约交易 | 2014-08-29 | 2015-07-22 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期货合约提供意见 | 2012-10-04 | 2014-08-15 |
| Rep | 期货合约交易 | 2012-10-04 | 2014-08-15 | |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | 期货合约交易 | 2012-03-19 | 2012-09-28 |
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