| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2022-09-14 | - |
| Rep | 证券交易 | 2022-09-14 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2019-11-11 | 2020-05-12 |
| Rep | 期货合约交易 | 2019-10-23 | 2022-04-13 | |
| Rep | 证券交易 | 2019-10-23 | 2022-04-13 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2015-12-01 | 2019-05-06 |
| Rep | 证券交易 | 2015-12-01 | 2019-05-06 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2012-03-23 | 2014-08-01 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-03-23 | 2014-08-01 |
| Rep | 证券交易 | 2012-03-23 | 2014-08-01 |